Exchange of Letters between the New Zealand Securities Commission and the United States Securities and Exchange Commission facilitating the communication of information between the two organisations with regard to companies which have a dual listing in the United States and New Zealand

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NRA Code:

NRA 1996/13

Responsible Department:

Financial Markets Authority

Subject and Purpose:

With the ever-increasing number of international companies that are availing themselves of the securities markets of multiple nations, there is a clear need for market regulators to cooperate and to apprise one another of significant regulatory actions involving these companies. These letters confirm the intention of each party to provide information to one another.

NZ Participants:

Securities Commission

Other Participants:

United States of America
- United States Securities and Exchange Commission

Signature Date:

08/05/1996

Entry Into Effect Date:

08/05/1996

Status:

In Effect

Documents:

Contact:

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